Instruments which have not yet been fully brought into force

Information correct as of 27 April 2012

Reference NumberTitleDate madeDate effectiveRelevant modules
2012/24Supervision Manual (Prudent Valuation Reporting) Instrument 2012

26 April 2012

  • 30 June 2012
  • GENPRU
  • SUP
2012/22Pensions (Transfer Value Analysis Assumptions) Instrument 2012

26 April 2012

  • 1 May 2012
  • COBS
2012/20Client Assets Sourcebook (Resolution Pack) Instrument 2012

21 March 2012

  • 1 October 2012
  • Glossary
  • CASS
2012/15Retail Distribution Review (Adviser Charging No 5) Instrument 2012

21 March 2012

  • 31 December 2012
  • COBS
  • SUP
2012/11Handbook Administration (No 25) Instrument 2012

21 March 2012

  • 22 March 2012
  • 1 April 2012
  • 1 October 2012
  • 31 December 2012
  • Glossary
  • SYSC
  • COBS
  • SUP
  • DISP
  • REC
  • LR
  • PERG
2012/9Retail Distribution Review (Adviser Charging No 4) Instrument 2012

23 February 2012

  • 31 December 2012
  • COBS
  • PERG
2011/73Regulated Covered Bond Sourcebook (Amendment No 2) Instrument 2011

8 December 2011

  • 1 January 2013
  • Glossary
  • RCB
2011/72Credit Unions New Sourcebook (Consequential Amendments) Instrument 2011

8 December 2011

  • 8 January 2012
  • 1 October 2014
  • Glossary
  • MIPRU
  • IPRU-INV
  • SUP
  • DEPP
  • DISP
  • COMP
2011/67Handbook Administration (No 24) Instrument 2011

8 December 2011

  • 1 January 2012
  • 31 December 2013
  • Glossary
  • INSPRU
  • MAR
  • SUP
2011/58Retail Distribution Review (Retail Mediation Activities Return and Complaints Data) Instrument 2011

22 September 2011

  • 31 December 2012
  • Glossary
  • SUP
  • DISP
2011/55Retail Distribution Review (Key Features Illustrations) Instrument 2011

22 September 2011

  • 1 October 2012
  • 31 December 2012
  • Glossary
  • COBS
2011/54Retail Distribution Review (Adviser Charging No 3) Instrument 2011

22 September 2011

  • 31 December 2012
  • COBS
2011/47Retail Distribution Review (Platforms) Instrument 2011

28 July 2011

  • 31 December 2012
  • Glossary
  • COBS
  • COLL
2011/44Capital Resources Requirements for Personal Investment Firms (Amendment) Instrument 2011

28 July 2011

  • 1 August 2011
  • 31 December 2013
  • IPRU-INV
  • SUP
2011/37Retail Distribution Review (Holloway Sickness Policies) Instrument 2011

23 June 2011

  • 31 December 2012
  • Glossary
  • TC
  • COBS
2011/33Dispute Resolution: Complaints (Amendment No 3) Instrument 2011

26 May 2011

  • 1 July 2011
  • 1 September 2011
  • 1 January 2012
  • 1 July 2012
  • Glossary
  • DISP
2011/30Conduct of Business Sourcebook (Automatic Enrolment into Qualifying Pension Schemes) Instrument 2011

26 May 2011

  • 1 October 2012
  • Glossary
  • COBS
2011/23Retail Distribution Review (Adviser Charging No 2) Instrument 2011

28 April 2011

  • 31 December 2012
  • COBS
2011/7Electronic Money and Payment Services Instrument 2011

9 February 2011

  • 10 February 2011
  • 30 April 2011
  • 30 April 2012
  • Glossary
  • PRIN
  • SYSC
  • COND
  • GEN
  • GENPRU
  • BIPRU
  • COBS
  • SUP
  • DEPP
  • DISP
  • ELM
  • PERG
  • BSOG
  • EG
2011/5Retail Distribution Review (Training and Competence) Instrument 2011

19 January 2011

  • 1 February 2011
  • 1 July 2011
  • 31 December 2012
  • Glossary
  • TC
  • FEES
  • SUP
FOS2011/3Dispute Resolution: Complaints (Amendment No 3) Instrument 2011

10 May 2011

  • 1 July 2011
  • 1 September 2011
  • 1 January 2012
  • 1 July 2012
  • Glossary
  • DISP
FOS2011/1Electronic Money and Payment Services Instrument 2011

01 February 2011

  • 10 February 2011
  • 30 April 2011
  • 30 April 2012
  • Glossary
  • PRIN
  • SYSC
  • COND
  • GEN
  • GENPRU
  • BIPRU
  • COBS
  • SUP
  • DEPP
  • DISP
  • ELM
  • PERG
  • BSOG
  • EG
2010/46Retail Distribution Review (Pure Protection) Instrument 2010

23 September 2010

  • 31 December 2012
  • Glossary
  • COBS
  • ICOBS
2010/21Retail Distribution Review (Corporate Pensions) Instrument 2010

24 June 2010

  • 31 December 2012
  • Glossary
  • COBS
2010/12Retail Distribution Review (Adviser Charging) Instrument 2010

25 March 2010

  • 31 December 2012
  • Glossary
  • COBS