the requirements applying to firms with investment business customers
| Reference code | Title |
|---|---|
| COB 1 | General application (31/10/2007 is the last day this material was in force) |
| COB 2 | Rules which apply to all firms conducting designated investment business (31/10/2007 is the last day this material was in force) |
| COB 3 | Financial promotion (31/10/2007 is the last day this material was in force) |
| COB 4 | Accepting customers (31/10/2007 is the last day this material was in force) |
| COB 5 | Advising and selling (31/10/2007 is the last day this material was in force) |
| COB 5A | Providing basic advice on stakeholder products (31/10/2007 is the last day this material was in force) |
| COB 6 | Product disclosure and the customer's right to cancel or withdraw (31/10/2007 is the last day this material was in force) |
| COB 7 | Dealing and managing (31/10/2007 is the last day this material was in force) |
| COB 8 | Reporting to customers (31/10/2007 is the last day this material was in force) |
| COB 8A | Claims handling (31/10/2007 is the last day this material was in force) |
| COB 9 | Client assets (31/10/2007 is the last day this material was in force) |
| COB 10 | Operators of collective investment schemes (31/10/2007 is the last day this material was in force) |
| COB 11 | Trustee and depositary activities (31/10/2007 is the last day this material was in force) |
| COB 12 | Lloyd's (31/10/2007 is the last day this material was in force) |
| COB App 1 | Appendix 1 (31/10/2007 is the last day this material was in force) |
| COB transchedule | Transitional Provisions and Schedules (31/10/2007 is the last day this material was in force) |
