| Reference Code | Title |
|---|---|
| COBS 10.1 | Application and purpose provisions |
| COBS 10.2 | Assessing appropriateness: the obligations |
| COBS 10.3 | Warning the client |
| COBS 10.4 | Assessing appropriateness: when it need not be done |
| COBS 10.5 | Assessing appropriateness: guidance |
| COBS 10.6 | When a firm need not assess appropriateness |
| COBS 10.7 | Record keeping and retention periods for appropriateness records |