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The Full Handbook
Full Handbook / COBS / 10

Appropriateness (for non-advised services) (COBS 10)

Reference CodeTitle
COBS 10.1

Application and purpose provisions

COBS 10.2

Assessing appropriateness: the obligations

COBS 10.3

Warning the client

COBS 10.4

Assessing appropriateness: when it need not be done

COBS 10.5

Assessing appropriateness: guidance

COBS 10.6

When a firm need not assess appropriateness

COBS 10.7

Record keeping and retention periods for appropriateness records