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The Full Handbook
Full Handbook / DEPP

Decision Procedure and Penalties Manual  (DEPP)

a description of the FSA's procedures for taking statutory notice decisions, the FSA's policy on the imposition and amount of penalties and the conduct of interviews to which a direction under section 169(7) of the Act has been given or the FSA is considering giving with effect from 28 August 2007

Reference codeTitle
DEPP 1

Application and Purpose

DEPP 2

Statutory notices and the allocation of decision making

DEPP 3

The nature and procedure of the RDC

DEPP 4

Decisions by FSA staff under executive procedures

DEPP 5

Settlement decision procedure

DEPP 6

Penalties

DEPP 6A

The power to impose a suspension or restriction

DEPP 7

Statement of policy on section 169(7) interviews

DEPP transchedule

Transitional Provisions and Schedules