FSA Handbook - Full Handbook

01/04/2012

Part 1

Fee type		Fee amount
Transaction vetting fees 1 Transaction vetting fees relate to specific events or transactions that an issuer might be involved in during the year.
Eligibility	New applicants	2£1,4302
Category 1	Class 1 transactions Listing particulars for Depositary Receipts3	2£6,2702
Category 2	Listing particulars for issuers 3of specialist securities3	2£2,7502
Category 3	All other vetting only transactions	2£2,7502
Category 4	Supplementary listing particulars	2£5502

Part 21
These fees relate to approval or vetting of the documents referred to in the second column of this table arising in relation to specific events or transactions that an issuer, offeror or person requesting admission might be involved in during the year.

Category 1	Equity prospectus Equivalent document referred to in PR 1.2.2R(2) or (3) or PR 1.2.3R(3) or (4) Depositary Receipt prospectus3	2£6,2702
Category 2	Equity registration document	22, 4£3,5204
Category 3	Equity securities note and summary Summary document referred to in PR 1.2.3R(8)	2£2,7502
Category 4	Non-equity prospectus or base prospectus3, 5 Equivalent document referred to in PR 1.2.2R(2) or (3) or PR 1.2.3R(3) or (4)	2£2,7502
Category 5	Non-equity registration document	2£1,9252
Category 6	Non-equity securities note and summary Summary document referred to in PR 1.2.3R(8)	33, 25£82552
Category 7	Supplementary prospectus and any details produced in a document in relation to LR 16.3.6 R.2	6£5502, 5

For the purposes of categories 1-3 of this fee schedule, equity does not include convertible securities or depositary receipts. These are treated as non-equity.
Where a fee in category 6 or7 8 of this fee schedule is payable, the listing application fee under FEES 3 Annex 4 R Part 1 does not apply.3
Fees from other fee schedules contained in other sections of the sourcebook may be applicable to a single submission.
Certain transactions may come within the category of super or 8significant transactions and thus attract a higher fee, as set out in 8FEES 3.2.7 R(q) and FEES 3.2.7 R(v)8.3

FEES 3 Annex 5 Document vetting and approval fees in relation to listing and prospectus rules