Print Icon Printer Friendly View PDF image View as PDF Email Image Email Link to this page Useful Docs Related Documents
The Full Handbook
Full Handbook / FEES / 4

Periodic fees (FEES 4)

Reference CodeTitle
FEES 4.1

1Introduction

FEES 4.2

Obligation to pay periodic fees

FEES 4.3

Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

FEES 4.4

Information on which Fees are calculated

FEES 4 Annex 1

Activity groups, tariff bases and valuation dates applicable

FEES 4 Annex 2

223344445Fee tariff rates, permitted deductions and EEA/Treaty firm modifications for the period from 1 April 62011 to 31 March 201267

FEES 4 Annex 3

Transaction reporting fees2

FEES 4 Annex 4

22897Periodic fees in relation to collective investment schemes payable for the period 1 April 2011 to 31 March 20126

FEES 4 Annex 5

2231010111213Periodic fees for designated professional bodies payable in relation to the period 1 April 2012 to 31 March 201314

FEES 4 Annex 6

22310101112121315Periodic fees for recognised investment exchanges, recognised clearing houses and recognised auction platforms payable in relation to the period 1 April 2012 to 31 March 201314

FEES 4 Annex 7

22889Periodic fees in relation to the Listing Rules for the period 1 April 2011 to 31 March 2012679

FEES 4 Annex 8

22889Periodic fees in relation to the disclosure rules and transparency rules for the period 1 April 2011 to 31 March 2012679

FEES 4 Annex 9

99Periodic fees in respect of securities derivatives for the period from 1 April 2011 to 31 March 201267

FEES 4 Annex 10

4Periodic fees for MTF operators payable in relation to the period 1 April 2011 to 31 March 201267

FEES 4 Annex 11

Periodic fees in respect of payment services carried on by fee-paying payment service providers under the Payment Services Regulations and electronic money issuance by fee-paying electronic money issuers under the Electronic Money Regulations in relation to the period 1 April 2011 to 31 March 20126716

FEES 4 Annex 12

Guidance on the calculation of tariffs set out in FEES 4 Annex 1R Part 2