| 1-Deposit acceptors, 122, 1229home finance providers,13 home finance administrators 9 (excluding firms in block 14) and dormant account fund operators13 | Number of accounts relevant to the activities in 1414, 9DISP 2.6.1 R9 as at 31 December15, 6
In the case of dormant account fund operators, the tariff base is the number of eligible activated accounts (8).13 | 22, 99, 1010, 116£0.0643648611 per relevant account, subject to a minimum levy of £1008 |
| 2-Insurers - general (excluding firms in blocks 13 & 15) | Relevant annual gross premium income | 22, 99, 8, 1616, 116£0.21626611 per £1,000 of relevant annual gross premium income, subject to a minimum levy of £100 |
| 3-The Society (of Lloyd's) | Not applicable | 8, 116, 11£48,1166 to be allocated by the Society |
| 4-Insurers - life (excluding firms in block 15) | Relevant adjusted annual gross premium income | 22, 99, 1010, 116, 11£0.0384456 per £1,000 of relevant adjusted annual gross premium income, subject to a minimum levy of £1008 |
| 5-Fund managers (including those holding client money/assets and not holding client money/assets) | 10Flat fee10 | 22896, 9Levy of £4856 |
| 6-Operators, trustees and depositaries of collective investment schemes and operators of personal pension schemes or stakeholder pension schemes17 | Flat fee | Levy of 26, 2£1206 |
| 7-Dealers as principal | Flat fee | Levy of 6£1256 |
| 8-Advisory arrangers, dealers or brokers holding and controlling client money and/or assets | Number of relevant persons approved to perform the customer function (CF30), but excluding those persons solely acting in the capacity of an investment manager or solely advising clients in connection with corporate finance business or performing functions relating to these. | 22, 99, 1010, 116, 11£36.986 per relevant approved person subject to a minimum levy of 22, 99, 1010, 11£35118 |
| 9-Advisory arrangers, dealers or brokers not holding and controlling client money and/or assets | Number of relevant persons approved to perform the customer function (CF30), but excluding those persons solely acting in the capacity of an investment manager or solely advising clients in connection with corporate finance business or performing functions relating to these. | 8, 99, 1010, 116, 11£30.026 per relevant approved person subject to a minimum levy of 99, 11£3511 |
| 10-Corporate finance advisers | Flat fee | Levy of 6£1306 |
| 11-fee-paying payment service providers (but excluding firms in any other Industry block18 except Industry block 18)6 | 22, 918For authorised payment institutions, electronic money issuers (except for small electronic money institutions),6 the Post Office Limited, the Bank of England, government departments and local authorities, and EEA authorised payment institutions relevant income as described in FEES 4 Annex 11 R Part 31898 | 18, 116£0.0408546 per £1,000 of relevant income subject to a minimum levy of £7511 |
| For small payment institutions and6 small electronic money institutions 6a flat fee18 | Levy of 6£15061118 |
| 12- | N/A for 22, 9910, 112010/11118 | |
| 13-Cash plan health providers | Flat fee | Levy of 6£1256 |
| 14-Credit unions | Flat fee | Levy of 6£1256 |
| 15-Friendly societies whose tax-exempt business represents 95% or more of their total relevant business | Flat fee | Levy of 6£1256 |
| 16-1222129Home finance providers, advisers and arrangers 9 (excluding firms in blocks 13, 14 & 15) | Flat fee | Levy of 99, 1010, 116, 11£1106 |
| 17 - General insurance mediation (excluding firms in blocks 13, 14 & 15) | 10Annual income (as defined in MIPRU 4.3) relating to firm's relevant business10 | 99, 10116, 11£1.6492776 per £1,000 of annual income (as defined in MIPRU 4.3) relating to firm's relevant business subject to a minimum levy of 10, 11£8511 |
| 618 - fee-paying electronic money issuers | For all fee-paying electronic money issuers except for small electronic money institutions, 19average outstanding electronic money, as described in FEES 4 Annex 11 R Part 3. This tariff base applies for the period 2012/13.19 | 19[tbc]19 |
| For small electronic money institutions, a flat fee | £180 |
01/04/2012
