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Listing, Prospectus and Disclosure
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Regulatory Guides
BSOG The Building Societies Regulatory Guide
COLLG The Collective Investment Scheme Information Guide
EG The Enforcement Guide
FC Financial Crime: a guide for firms
PERG The Perimeter Guidance Manual
PERG 1 Introduction to the Perimeter Guidance manual
PERG 2 Authorisation and regulated activities
PERG 2.1 Application and purpose
PERG 2.2 Introduction
PERG 2.3 The business element
PERG 2.4 Link between activities and the United Kingdom
PERG 2.5 Investments and activities: general
PERG 2.6 Specified investments: a broad outline
PERG 2.7 Activities : a broad outline
PERG 2.8 Exclusions applicable to particular regulated activities
PERG 2.9 Regulated activities: exclusions applicable in certain circumstances
PERG 2.10 Persons carrying on regulated activities who do not need authorisation
PERG 2.11 What to do now ?
PERG 2 Annex 1 Authorisation and regulated activities
PERG 2 Annex 2 Regulated activities and the permission regime
PERG 3A Guidance on the scope of the Electronic Money Regulations 2011
PERG 4 Guidance on regulated activities connected with mortgages
PERG 5 Guidance on insurance mediation activities
PERG 6 Guidance on the Identification of Contracts of Insurance
PERG 7 Periodical publications, news services and broadcasts: applications for certification
PERG 8 Financial promotion and related activities
PERG 9 Meaning of open-ended investment company
PERG 10 Guidance on activities related to pension schemes
PERG 11 Guidance on property investment clubs and land investment schemes
PERG 12 Guidance for persons running or advising on personal pension schemes
PERG 13 Guidance on the scope of the Markets in Financial Instruments Directive and the recast Capital Adequacy Directive
PERG 14 Guidance on home reversion and home purchase activities
PERG 15 Guidance on the scope of the Payment Services Regulations 2009
RPPD The Responsibilities of Providers and Distributors for the Fair Treatment of Customers
UNFCOG The Unfair Contract Terms Regulatory Guide
Full Handbook
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PERG
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2
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Annex 1
PERG 2 Annex 1 Authorisation and regulated activities
PERG 2 Annex 1
01/07/2005
Do you need authorisation?