Guide to using the FSA Handbook: an Overview for small IFA firms
| Reference code | Title |
|---|---|
| SIFA FORE | Foreword (08/09/2005 is the last day this material was in force) |
| SIFA 1 | Introduction (30/08/2006 is the last day this material was in force) |
| SIFA 2 | 10 key points (30/08/2006 is the last day this material was in force) |
| SIFA 3 | Accessing the handbook and keeping up to date (30/08/2006 is the last day this material was in force) |
| SIFA 4 | Contents of the handbook (30/08/2006 is the last day this material was in force) |
| SIFA 5 | FSA Principles, Systems and Controls (30/08/2006 is the last day this material was in force) |
| SIFA 6 | Authorisation (30/08/2006 is the last day this material was in force) |
| SIFA 7 | Approved Persons (30/08/2006 is the last day this material was in force) |
| SIFA 8 | Financial resources and professional indemnity insurance (30/08/2006 is the last day this material was in force) |
| SIFA 9 | Conduct of business (30/08/2006 is the last day this material was in force) |
| SIFA 10 | Training and Competence (30/08/2006 is the last day this material was in force) |
| SIFA 11 | Complaints (30/08/2006 is the last day this material was in force) |
| SIFA 12 | Reporting and notifications (30/08/2006 is the last day this material was in force) |
| SIFA 13 | Record Keeping (30/08/2006 is the last day this material was in force) |
| SIFA 14 | Money Laundering (30/08/2006 is the last day this material was in force) |
| SIFA 15 | Variation and cancellation of permission (30/08/2006 is the last day this material was in force) |
| SIFA 16 | Waivers and rule modifications (30/08/2006 is the last day this material was in force) |
| SIFA 17 | Individual guidance, whistleblowing, auditors (30/08/2006 is the last day this material was in force) |
| SIFA 18 | Fees (30/08/2006 is the last day this material was in force) |
| SIFA 19 | Further information (30/08/2006 is the last day this material was in force) |
| SIFA App 1 | Brief definitions of terms in the Overview (31/08/2006 is the last day this material was in force) |
| SIFA App 2 | Appendix B: Own funds - worked examples (30/08/2006 is the last day this material was in force) |
