supervisory provisions including those relating to auditors, waivers, individual guidance, notifications and reporting
| Reference code | Title |
|---|---|
| SUP 1 | The FSA's approach to supervision |
| SUP 2 | Information gathering by the FSA on its own initiative |
| SUP 3 | Auditors |
| SUP 4 | Actuaries |
| SUP 5 | Reports by skilled persons |
| SUP 6 | Applications to vary and cancel Part IV permission |
| SUP 7 | Individual requirements |
| SUP 8 | Waiver and modification of rules |
| SUP 9 | Individual guidance |
| SUP 10 | Approved persons |
| SUP 11 | Controllers and close links |
| SUP 12 | Appointed representatives |
| SUP 13 | Exercise of passport rights by UK firms |
| SUP 13A | Qualifying for authorisation under the Act |
| SUP 14 | Incoming EEA firms changing details, and cancelling qualification for authorisation |
| SUP 15 | Notifications to the FSA |
| SUP 16 | Reporting requirements |
| SUP 17 | Transaction reporting |
| SUP 18 | Transfers of business |
| SUP 19 | Commodity Futures Trading Commission Part 30 exemption (31/12/2004 is the last day this material was in force) |
| SUP 20 | Fees Rules |
| SUP 21 | Waiver |
| SUP App 1 | Prudential categories and sub-categories |
| SUP App 2 | Insurers: Regulatory intervention points and run-off plans30 |
| SUP App 3 | Guidance on passporting issues |
| SUP transchedule | Transitional Provisions and Schedules |
