FSA Handbook - Full Handbook

The Full Handbook

Glossary
High Level Standards
Prudential Standards
Business Standards
Regulatory Processes
- SUP Supervision
  - SUP 1 The FSA's approach to supervision
  - SUP 2 Information gathering by the FSA on its own initiative
  - SUP 3 Auditors
  - SUP 4 Actuaries
  - SUP 5 Reports by skilled persons
  - SUP 6 Applications to vary and cancel Part IV permission
  - SUP 7 Individual requirements
  - SUP 8 Waiver and modification of rules
  - SUP 9 Individual guidance
  - SUP 10 Approved persons
  - SUP 11 Controllers and close links
  - SUP 12 Appointed representatives
  - SUP 13 Exercise of passport rights by UK firms
  - SUP 13A Qualifying for authorisation under the Act
  - SUP 14 Incoming EEA firms changing details, and cancelling qualification for authorisation
  - SUP 15 Notifications to the FSA
  - SUP 16 Reporting requirements
    - SUP 16.1 Application
    - SUP 16.2 Purpose
    - SUP 16.3 General provisions on reporting
    - SUP 16.4 Annual controllers report
    - SUP 16.5 Annual Close Links Reports
    - SUP 16.6 Compliance reports
    - SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions
    - SUP 16.9 Appointed representatives annual report
    - SUP 16.10 Verification of standing data
    - SUP 16.11 Product Sales Data Reporting
    - SUP 16.12 Integrated Regulatory Reporting
    - SUP 16.13 Reporting under the Payment Services Regulations
    - SUP 16.14 Client money and asset return
    - SUP 16.15 Reporting under the Electronic Money Regulations
    - SUP 16 Annex 1 [deleted]
    - SUP 16 Annex 2 [deleted]
    - SUP 16 Annex 3 [deleted]
    - SUP 16 Annex 4 [deleted]
    - SUP 16 Annex 5 [deleted]
    - SUP 16 Annex 6 Persistency report
    - SUP 16 Annex 9 Annual questionnaire for authorised professional firms
    - SUP 16 Annex 10 Securities and Futures firms' reporting forms and requirements applying to their completion
    - SUP 16 Annex 11 Guidance Notes on Completion of Securities and Futures Firms Reporting Forms
    - SUP 16 Annex 12 Reports from trustees of AUTs and depositaries of ICVCs
    - SUP 16 Annex 13 Return cover sheet
    - SUP 16 Annex 14 Quarterly and annual returns for Credit Unions
    - SUP 16 Annex 15 Notes on completing the quarterly and annual returns for Credit Unions
    - SUP 16 Annex 16 [deleted]
    - SUP 16 Annex 16A Standing data (See SUP 16.10.4 R)
    - SUP 16 Annex 17 [deleted]
    - SUP 16 Annex 18 Annex 18
    - SUP 16 Annex 18A Retail Mediation Activities Return ('RMAR')
    - SUP 16 Annex 18B Notes for Completion of the Retail Mediation Activities Return ('RMAR')
    - SUP 16 Annex 19A Mortgage Lending and Administration Return ('MLAR')
    - SUP 16 Annex 19B Notes for Completion of the Mortgage Lending and Administration Return ('MLAR')
    - SUP 16 Annex 20 Products covered by the reporting requirement in SUP 16.11
    - SUP 16 Annex 21 Reporting Fields
    - SUP 16 Annex 22 [deleted]
    - SUP 16 Annex 23 [deleted]
    - SUP 16 Annex 24 Data items for SUP 16.12
    - SUP 16 Annex 25 Guidance notes for data items in SUP 16 Annex 24R
    - SUP 16 Annex 26 Guidance on designated liquidity groups in SUP 16.12
    - SUP 16 Annex 27 Annex 27
    - SUP 16 Annex 27A Authorised Payment Institution Capital Adequacy Return
    - SUP 16 Annex 27B Notes on Completing FSA056 (Authorised Payment Institution Capital Adequacy Return
    - SUP 16 Annex 28 SUP 16 Annex 28
    - SUP 16 Annex 28A Small Payment Institution Return
    - SUP 16 Annex 28B Notes on Completing FSA057 (Payment Services Directive Transactions)
    - SUP 16 Annex 29 Client Money and Asset Return (CMAR)
    - SUP 16 Annex 29A Guidance notes for the data item in SUP 16 Annex 29R
    - SUP 16 Annex 30 Electronic money: returns
    - SUP 16 Annex 30A Authorised electronic money institutions - balance sheet return
    - SUP 16 Annex 30B Authorised electronic money institutions - income statement
    - SUP 16 Annex 30C Authorised electronic money institutions - capital requirements return
    - SUP 16 Annex 30D Authorised electronic money institutions - safeguarding return
    - SUP 16 Annex 30E Authorised electronic money institutions - supplementary information
    - SUP 16 Annex 30F Small electronic money institution return
    - SUP 16 Annex 30G Small electronic money institutions - total outstanding electronic money return
  - SUP 17 Transaction reporting
  - SUP 18 Transfers of business
  - SUP 20 Fees Rules
  - SUP 21 Waiver
  - SUP App 1 Prudential categories and sub-categories
  - SUP App 2 Insurers: Regulatory intervention points and run-off plans
  - SUP App 3 Guidance on passporting issues
  - Transitional Provisions and Schedules
- DEPP Decision Procedure and Penalties Manual
Redress
Specialist sourcebooks
Listing, Prospectus and Disclosure
Handbook Guides
Regulatory Guides

Full Handbook / SUP / 16 / Annex 18B

27/04/2012: This annex consists only of one or more forms. Forms are to be found through the following address:

Notes for Completion of the Retail Mediation Activities Return ('RMAR') -SUP Chapter 16 Annex 18b G1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27, 28, 29

SUP 16 Annex 18B Notes for Completion of the Retail Mediation Activities Return ('RMAR')