FSA Handbook - Full Handbook

The Full Handbook

Glossary
High Level Standards
Prudential Standards
Business Standards
Regulatory Processes
- SUP Supervision
  - SUP 1 The FSA's approach to supervision
  - SUP 2 Information gathering by the FSA on its own initiative
  - SUP 3 Auditors
  - SUP 4 Actuaries
  - SUP 5 Reports by skilled persons
  - SUP 6 Applications to vary and cancel Part IV permission
  - SUP 7 Individual requirements
  - SUP 8 Waiver and modification of rules
  - SUP 9 Individual guidance
  - SUP 10 Approved persons
  - SUP 11 Controllers and close links
  - SUP 12 Appointed representatives
  - SUP 13 Exercise of passport rights by UK firms
  - SUP 13A Qualifying for authorisation under the Act
  - SUP 14 Incoming EEA firms changing details, and cancelling qualification for authorisation
  - SUP 15 Notifications to the FSA
  - SUP 16 Reporting requirements
  - SUP 17 Transaction reporting
    - SUP 17.1 Application
    - SUP 17.2 Making transaction reports
    - SUP 17.3 Reporting channels
    - SUP 17.4 Information in transaction reports
    - SUP 17 Annex 1 Minimum content of a transaction report
  - SUP 18 Transfers of business
  - SUP 20 Fees Rules
  - SUP 21 Waiver
  - SUP App 1 Prudential categories and sub-categories
  - SUP App 2 Insurers: Regulatory intervention points and run-off plans
  - SUP App 3 Guidance on passporting issues
  - Transitional Provisions and Schedules
- DEPP Decision Procedure and Penalties Manual
Redress
Specialist sourcebooks
Listing, Prospectus and Disclosure
Handbook Guides
Regulatory Guides