FSA Handbook - Full Handbook

The Full Handbook

Glossary
High Level Standards
Prudential Standards
Business Standards
Regulatory Processes
- SUP Supervision
  - SUP 1 The FSA's approach to supervision
  - SUP 2 Information gathering by the FSA on its own initiative
  - SUP 3 Auditors
  - SUP 4 Actuaries
  - SUP 5 Reports by skilled persons
  - SUP 6 Applications to vary and cancel Part IV permission
    - SUP 6.1 Application and purpose
    - SUP 6.2 Introduction
    - SUP 6.3 Applications for variation of permission
    - SUP 6.4 Applications for cancellation of permission
    - SUP 6.5 Ending authorisation
    - SUP 6 Annex 1 Applications for variation and cancellation of Part IV permission
    - SUP 6 Annex 2 Summary of procedures on application for variation of Part IV permission
    - SUP 6 Annex 3 Summary of procedures on application for cancellation of Part IV permission
    - SUP 6 Annex 4 Additional guidance for a firm winding down (running off) its business
    - SUP 6 Ann 5D Variation of permission application form
    - SUP 6 Ann 6D Cancellation of permission application form
  - SUP 7 Individual requirements
  - SUP 8 Waiver and modification of rules
  - SUP 9 Individual guidance
  - SUP 10 Approved persons
  - SUP 11 Controllers and close links
  - SUP 12 Appointed representatives
  - SUP 13 Exercise of passport rights by UK firms
  - SUP 13A Qualifying for authorisation under the Act
  - SUP 14 Incoming EEA firms changing details, and cancelling qualification for authorisation
  - SUP 15 Notifications to the FSA
  - SUP 16 Reporting requirements
  - SUP 17 Transaction reporting
  - SUP 18 Transfers of business
  - SUP 20 Fees Rules
  - SUP 21 Waiver
  - SUP App 1 Prudential categories and sub-categories
  - SUP App 2 Insurers: Regulatory intervention points and run-off plans
  - SUP App 3 Guidance on passporting issues
  - Transitional Provisions and Schedules
- DEPP Decision Procedure and Penalties Manual
Redress
Specialist sourcebooks
Listing, Prospectus and Disclosure
Handbook Guides
Regulatory Guides

SUP 6 Ann 5D 1Variation of permission application form