FSA Handbook - Full Handbook

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The Full Handbook

Glossary
High Level Standards
- PRIN Principles for Businesses
- SYSC Senior Management Arrangements, Systems and Controls
- COND Threshold Conditions
- APER Statements of Principle and Code of Practice for Approved Persons
- FIT The Fit and Proper test for Approved Persons
- FINMAR Financial Stability and Market Confidence Sourcebook
- TC Training and Competence
  - TC 1 Application and Purpose
  - TC 2 Competence
    - TC 2.1 Assessing and maintaining competence
    - TC 2.2A Time limits
  - TC 3 Record Keeping
  - TC App 1 TC Appendix 1
  - TC App 2 Appendix 2
  - TC App 3 Appendix 3
  - TC App 4 Appropriate Qualification tables
  - TC App 5 Appropriate qualification criteria
  - TC App 6 Accredited bodies
  - TC App 7 Guidelines for qualification gap-fill for retail investment advice
  - Transitional Provisions and Schedules
- GEN General Provisions
- FEES Fees Manual
Prudential Standards
Business Standards
Regulatory Processes
Redress
Specialist sourcebooks
Listing, Prospectus and Disclosure
Handbook Guides
Regulatory Guides

Full Handbook / TC / 2 / 7

12, 331/10/2007 is the last day this material was in force